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Alabama regulator probing release of Morgan Keegan client data

Posted on September 29, 2010 by Dissent

Roy L. Williams reports:

Alabama Securities Commission chief Joe Borg said he will release the findings of an internal investigation into how someone in his office mistakenly gave a Birmingham trial lawyer a computer disk containing confidential information on 18,500 clients of Morgan Keegan & Co.

[…]

Borg’s office mistakenly sent Campbell a disk that contained private client information instead of one that had redacted the personal information. Campbell returned the disk earlier this month after the commission was contacted about it by Morgan Keegan, Borg said.

Read more on AL.com

The breach was first reported on WSJ.

Related posts:

  • States settle with Morgan Stanley for $6.5 million over data security incidents
  • Morgan Stanley Fined Over Inadequate Security Tied to Galen Marsh Data Breach
Category: Breach IncidentsExposureFinancial SectorU.S.

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