DataBreaches.Net

Menu
  • About
  • Breach Notification Laws
  • Privacy Policy
  • Transparency Report
Menu

SEC and CFTC jointly adopt identity theft red flags rules applicable to investment advisers and others

Posted on May 30, 2013 by Dissent

Catherine M. Anderson and Gabrielle A. Bernstein of Foley Hoag LLP write:

On April 10, 2013, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly adopted identity theft red flags rules (the Rules) and corresponding guidelines requiring certain SEC and CFTC-regulated entities to implement identity theft prevention programs. The Rules took effect on May 20, 2013, with a compliance date of November 20, 2013.

Read more on Lexology.

Related posts:

  • AMP Global Clearing LLC fined for lax security
Category: Breach Laws

Post navigation

← Compoundsemiconductor.net Breached By @st0rmyw0rm, Credentials Leaked
Albany International Airport New York Hacked, Data Leaked By @Ag3nt47 →

Now more than ever

"Stand with Ukraine:" above raised hands. The illustration is in blue and yellow, the colors of Ukraine's flag.

Search

Browse by Categories

Recent Posts

  • 70% of healthcare cyberattacks result in delayed patient care, report finds
  • Police disrupt “Diskstation” ransomware gang attacking NAS devices
  • Meta fixes bug that could leak users’ AI prompts and generated content
  • Mississippi Law Firm Sues Cyber Insurer Over Coverage for Scam
  • Ukrainian Hackers Wipe 47TB of Data from Top Russian Military Drone Supplier
  • Computer Whiz Gets Suspended Sentence over 2019 Revenue Agency Data Breach
  • Ministry of Defence data breach timeline
  • Hackers Can Remotely Trigger the Brakes on American Trains and the Problem Has Been Ignored for Years
  • Ransomware in Italy, strike at the Diskstation gang: hacker group leader arrested in Milan
  • A year after cyber attack, Columbus could invest $23M in cybersecurity upgrades

No, You Can’t Buy a Post or an Interview

This site does not accept sponsored posts or link-back arrangements. Inquiries about either are ignored.

And despite what some trolls may try to claim: DataBreaches has never accepted even one dime to interview or report on anyone. Nor will DataBreaches ever pay anyone for data or to interview them.

Want to Get Our RSS Feed?

Grab it here:

https://databreaches.net/feed/

RSS Recent Posts on PogoWasRight.org

  • Upstate NY county clerk again refuses to enforce Texas abortion judgment
  • Attorney General James Leads Coalition Urging Congress to Protect Americans from Masked ICE Agents
  • Attorney General Tong Announces $85,000 Settlement with TicketNetwork for Violations of the Connecticut Data Privacy Act​
  • Fourth Circuit upholds West Virginia ban on abortion pills
  • Meta fixes bug that could leak users’ AI prompts and generated content
  • The EU’s Plan To Ban Private Messaging Could Have a Global Impact (Plus: What To Do About It)
  • A Balancing Act: Privacy Issues And Responding to A Federal Subpoena Investigating Transgender Care

Have a News Tip?

Email: Tips[at]DataBreaches.net

Signal: +1 516-776-7756

Contact Me

Email: info[at]databreaches.net

Mastodon: Infosec.Exchange/@PogoWasRight

Signal: +1 516-776-7756

DMCA Concern: dmca[at]databreaches.net
© 2009 – 2025 DataBreaches.net and DataBreaches LLC. All rights reserved.